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SHELLEY E. PARRATT, ACTING DIRECTOR OF THE DIVISION OF CORPORATION FINANCE, TO CONCLUDE SEC CAREER AFTER 35 YEARS OF SERVICE

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(AGENPARL) – WASHINGTON (D.C.), mer 20 gennaio 2021 Washington D.C., Jan. 19, 2021 — The Securities and Exchange Commission today announced that Shelley E. Parratt, Acting Director of the SEC’s Division of Corporation Finance, is retiring next month after 35 years of service to the Commission. Ms. Parratt joined the SEC’s......
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GENERAL ELECTRIC AGREES TO PAY $200 MILLION PENALTY FOR DISCLOSURE VIOLATIONS

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(AGENPARL) – WASHINGTON (D.C.), mer 09 dicembre 2020 Washington D.C., Dec. 9, 2020 — The Securities and Exchange Commission today announced that General Electric Co. (GE) has agreed to pay a $200 million penalty to settle charges for disclosure failures in its power and insurance businesses.  In 2017 and 2018,......
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GUIDANCE: ATTORNEY GENERAL’S GUIDELINES ON DISCLOSURE 2020

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(AGENPARL) – ENGLAND AND WALES, mer 02 dicembre 2020 These Guidelines are issued by the Attorney General for investigators, prosecutors and defence practitioners on the application of the disclosure regime contained in the Criminal Procedure and Investigations Act 1996 (‘CPIA’) Code of Practice Order 2020. These Guidelines replace the existing......
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SEC ADOPTS AMENDMENTS TO MODERNIZE AND ENHANCE MANAGEMENT’S DISCUSSION AND ANALYSIS AND OTHER FINANCIAL DISCLOSURES

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(AGENPARL) – WASHINGTON (D.C.), ven 20 novembre 2020 Washington D.C., Nov. 19, 2020 — The Securities and Exchange Commission today announced that it has voted to adopt amendments that will modernize, simplify and enhance certain financial disclosure requirements in Regulation S-K. The amendments are intended to enhance the focus of......
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SPEECH BY DIRECTOR WILLIAM HINMAN: THE REGULATION OF CORPORATION FINANCE – A PRINCIPLES-BASED APPROAC

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(AGENPARL) – WASHINGTON (D.C.), gio 19 novembre 2020 Nov. 18, 2020 It is common to hear these days that the pace of change is ever-increasing.  Whether or not that is true is open to debate, but recent events in the capital markets seem to provide some support for that idea. ......
Agenparl English Diritto & Giustizia Economia Social Network

THE REGULATION OF CORPORATION FINANCE – A PRINCIPLES-BASED APPROACH

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(AGENPARL) – WASHINGTON (D.C.), gio 19 novembre 2020 Nov. 18, 2020 It is common to hear these days that the pace of change is ever-increasing.  Whether or not that is true is open to debate, but recent events in the capital markets seem to provide some support for that idea. ......
Agenparl English Diritto & Giustizia Economia Social Network

KEYNOTE ADDRESS: ALI CLE 2020 CONFERENCE ON LIFE INSURANCE COMPANY PRODUCTS

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(AGENPARL) – WASHINGTON (D.C.), gio 12 novembre 2020 Nov. 10, 2020 Introduction Good morning and thank you Stephen Roth for the kind introduction and the warm welcome. I would like to start by wishing you, your families and colleagues good health during these difficult and often unnerving times. This is......
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PLAYING THE LONG GAME: THE INTERSECTION OF CLIMATE CHANGE RISK AND FINANCIAL REGULATION

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(AGENPARL) – WASHINGTON (D.C.), ven 06 novembre 2020 Nov. 5, 2020 Keynote Remarks at PLI’s 52nd Annual Institute on Securities Regulation Thank you, Keith [Higgins] for that kind introduction and for the invitation to be here today. I’m grateful for the opportunity to speak with you all virtually and I......
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CONSUMER FINANCIAL PROTECTION BUREAU ISSUES FINAL RULE, IMPROVES CLARITY AND TRANSPARENCY BY AMENDING DISCLOSURE OF RECORDS AND INFORMATION REGULATION

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(AGENPARL) – WASHINGTON (D sab 31 ottobre 2020 WASHINGTON, D.C. – The Consumer Financial Protection Bureau (Bureau) issued today a final rule amending its Disclosure of Records and Information Regulation. The rule seeks to balance concerns regarding the Bureau’s need to protect confidential personal, business, supervisory, and investigative information against......
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B-419012,B-419012.2, TETRA TECH, INC., OCTOBER 27, 2020

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(AGENPARL) – WASHINGTON (DC), ven 30 ottobre 2020 DOCUMENT FOR PUBLIC RELEASEThe decision issued on the date below was subject to a GAO Protective Order. This version has been approved for public release. Decision Matter of:  Tetra Tech, Inc. File:  B-419012; B-419012.2 Date:  October 27, 2020 Holly A. Roth, Esq.,......

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