(AGENPARL) – lun 13 maggio 2024 “You are subscribed to FinCEN Updates. The information below is available at Fincen.gov.”
*FinCEN, SEC Propose Customer Identification Program Requirements for Registered Investment Advisers and Exempt Reporting Advisers*
Today, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) and the Securities and Exchange Commission (SEC) jointly proposed a new rule that would require SEC-registered investment advisers and exempt reporting advisers to establish, document, and maintain written customer identification programs.  The proposal is designed to prevent illicit finance activity involving the customers of investment advisers by strengthening the anti-money laundering and countering the financing of terrorism framework for the investment adviser sector.
The public comment period will remain open for 60 days after publication of the proposed rule in the Federal Register.
*News Release: *https://www.fincen.gov/news/news-releases/sec-fincen-propose-customer-identification-program-requirements-registered
*Fact Sheet:* https://www.sec.gov/files/bsa-1-fact-sheet.pdf
*Notice of Proposed Rulemaking:* https://www.sec.gov/files/rules/proposed/2024/bsa-1.pdf
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